Why a Wealth Manager Made a $3 Million Bet on a 6.4% Yielding Senior Loan ETF
Concorde Asset Management disclosed a new position in the First Trust Senior Loan Fund(NASDAQ:FTSL) on June 1, 2026, acquiring 73,167 shares in an estimated $3.31 million trade based on quarterly average pricing. What happened According to…
Why a Wealth Manager Made a $3 Million Bet on a 6.4% Yielding Senior Loan ETF
Key Points Concorde Asset Management initiated an FTSL stake of 73,167 shares last quarter. The quarter-end position value increased by $3.28 million as a result of the move. The deal size represented roughly 1.6% of Concorde’s 13F reporta…
Flaharty Takes a Fresh Stake in Cloud Computing With $19.1M SKYY Position
What happened According to a recent SEC filing, Flaharty Asset Management, LLC, initiated a new position in the First Trust Cloud Computing ETF(NASDAQ:SKYY), acquiring 163,815 shares during Q1 2026. The estimated transaction value was $19.…
Flaharty Sold $13 Million of First Trust Global Tactical Commodity Strategy Fund
Key Points Flaherty sold 524,260 shares of FTGC in the fourth quarter. Quarter-end value of the position decreased by $14.8 million, reflecting both share sales and price movement. Change represents 1.8% of Flaharty Asset Management’s repo…
Flaharty Sold $13 Million of First Trust Global Tactical Commodity Strategy Fund
On February 6, 2026, Flaharty Asset Management, LLC disclosed in a U.S. Securities and Exchange Commission filing that it sold 524,260 shares of First Trust Global Tactical Commodity Strategy Fund(NASDAQ:FTGC) in the fourth quarter of 2025…
Flaharty Buys $15 Million of First Trust Enhanced Short Maturity ETF
Key Points Flaherty acquired 247,122 shares of FTSM in the fourth quarter. The firm's quarter-end position value increased by $14.8 million due to the purchase. The position represents a 1.8% change in fund 13F assets under management (AUM…
Flaharty Buys $15 Million of First Trust Enhanced Short Maturity ETF
On February 6, 2026, Flaharty Asset Management, LLC disclosed a new position in First Trust Enhanced Short Maturity ETF(NASDAQ:FTSM) , where it bought 247,122 shares in the fourth quarter. What happened According to a SEC filing dated Febr…
Stockman Wealth Management, Inc. Buys 3M Co, United States Oil Fund, First Trust Preferred ...
Investment company Stockman Wealth Management, Inc. (Current Portfolio) buys 3M Co, United States Oil Fund, First Trust Preferred Securities and Income ETF, FIRST TR EXCHANGE, Schwab Emerging Markets Equity ETF, sells General Electric Co,…
Milestone Advisory Partners Buys First Trust Preferred Securities and Income ETF, FIRST TR ...
Investment company Milestone Advisory Partners (Current Portfolio) buys First Trust Preferred Securities and Income ETF, FIRST TR EXCHANGE, Invesco DWA Momentum ETF, First Trust Dow Jones Internet Index Fund, Recon Capital NASDAQ-100 Cover…
Towerpoint Wealth, LLC Buys iShares iBoxx USD High Yield Corporate Bond ETF, Vanguard Mid-Cap ...
Investment company Towerpoint Wealth, LLC (Current Portfolio) buys iShares iBoxx USD High Yield Corporate Bond ETF, Vanguard Mid-Cap ETF, iShares National Muni Bond ETF, First Trust Enhanced Short Maturity ETF, iShares Core MSCI Emerging M…
Advisor OS, LLC Buys Distillate U.S. Fundamental Stability & Value ETF, BTC BlackRock Short ...
Investment company Advisor OS, LLC (Current Portfolio) buys Distillate U.S. Fundamental Stability & Value ETF, BTC BlackRock Short Maturity Bond ETF, Global X MLP & Energy Infrastructure ETF, Horizon Kinetics Inflation Beneficiaries ETF, V…
Investment company Platform Technology Partners (Current Portfolio) buys Telesat Corp, Exelon Corp, Canadian Pacific Railway, WisdomTree U.S. LargeCap Dividend Fund, The Energy Select Sector SPDR Fund, sells Apollo Global Management Inc, L…
Financial Enhancement Group LLC Buys First Trust Long/Short Equity ETF, FIRST TR EXCHANGE, SPDR ...
Investment company Financial Enhancement Group LLC (Current Portfolio) buys First Trust Long/Short Equity ETF, FIRST TR EXCHANGE, SPDR MSCI USA StrategicFactors SM ETF, Janus Henderson Mortgage-Backed Securities ETF, First Trust Consumer D…
TL Private Wealth Buys FIRST TR EXCHANGE, Apple Inc, Sells Invesco Emerging Markets Sovereign ...
Investment company TL Private Wealth (Current Portfolio) buys FIRST TR EXCHANGE, Apple Inc, sells Invesco Emerging Markets Sovereign Debt ETF, Sorrento Therapeutics Inc during the 3-months ended 2021Q4, according to the most recent filings…
Northwest Wealth Management, Llc Buys Vanguard Intermediate-Term Government Bond ETF, Vanguard ...
Investment company Northwest Wealth Management, Llc (Current Portfolio) buys Vanguard Intermediate-Term Government Bond ETF, Vanguard Short-Term Inflation-Protected Securities, Dimensional U.S. Targeted Value ETF, Avantis International Sma…
DHJJ Financial Advisors, Ltd. Buys FIRST TR EXCHANGE, FT Cboe Vest Buffered Allocation Growth ...
Investment company DHJJ Financial Advisors, Ltd. (Current Portfolio) buys FIRST TR EXCHANGE, FT Cboe Vest Buffered Allocation Growth ETF, FT Cboe Vest Fund of Deep Buffer ETFs, First Trust Municipal High Income ETF, Innovator U.S. Equity U…
EWG Elevate Inc. Buys First Trust Financials AlphaDEX Fund, PowerShares QQQ Trust Ser 1, The ...
Investment company EWG Elevate Inc. (Current Portfolio) buys First Trust Financials AlphaDEX Fund, PowerShares QQQ Trust Ser 1, The Energy Select Sector SPDR Fund, iShares U.S. Regional Banks ETF, iShares Russell Mid-Cap ETF, sells S&P 500…
Kestra Private Wealth Services, Llc Buys FT Cboe Vest Fund of Deep Buffer ETFs, iShares Core U. ...
Investment company Kestra Private Wealth Services, Llc (Current Portfolio) buys FT Cboe Vest Fund of Deep Buffer ETFs, iShares Core U.S. Aggregate Bond ETF, FIRST TR EXCHANGE, BTC BlackRock Ultra Short-Term Bond ETF, BTC iShares Core MSCI…
First PREMIER Bank Buys SAB Biotherapeutics Inc, Amplify Transformational Data Sharing ETF, 3M ...
Investment company First PREMIER Bank (Current Portfolio) buys SAB Biotherapeutics Inc, Amplify Transformational Data Sharing ETF, 3M Co, Global X Lithium & Battery Tech ETF, BHP Group, sells , iShares 0-5 Year TIPS Bond ETF, iShares Core…
Breiter Capital Management Inc Buys FIRST TR SMALL CAP, Broadcom Inc, Global X MLP ETF, Sells ...
Investment company Breiter Capital Management Inc (Current Portfolio) buys FIRST TR SMALL CAP, Broadcom Inc, Global X MLP ETF, Magna International Inc, FIRST TR EXCHANGE, sells International Business Machines Corp, Starwood Property Trust…
Arlington Financial Advisors, LLC Buys FIRST TR EXCHANGE, Apple Inc, iShares MSCI All Country ...
Investment company Arlington Financial Advisors, LLC (Current Portfolio) buys FIRST TR EXCHANGE, Apple Inc, iShares MSCI All Country Asia ex Japan Index Fund, iShares MSCI World ETF, iShares U.S. Pharmaceuticals ETF, sells First Trust Low…
Investment company Echo Wealth Management, LLC (Current Portfolio) buys First Trust NASDAQ Rising Dividend Achievers ETF, Vanguard Small Cap ETF, FIRST TR EXCHANGE, VanEck Vectors Fallen Angel High Yield Bond ETF, Pentair PLC, sells Vangua…